SIU Director’s Report - Case # 23-OCI-350

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Mandate of the SIU

The Special Investigations Unit is a civilian law enforcement agency that investigates incidents involving an official where there has been death, serious injury, the discharge of a firearm at a person or an allegation of sexual assault. Under the Special Investigations Unit Act, 2019 (SIU Act), officials are defined as police officers, special constables of the Niagara Parks Commission and peace officers under the Legislative Assembly Act. The SIU’s jurisdiction covers more than 50 municipal, regional and provincial police services across Ontario.

Under the SIU Act, the Director of the SIU must determine based on the evidence gathered in an investigation whether there are reasonable grounds to believe that a criminal offence was committed. If such grounds exist, the Director has the authority to lay a criminal charge against the official. Alternatively, in cases where no reasonable grounds exist, the Director cannot lay charges. Where no charges are laid, a report of the investigation is prepared and released publicly, except in the case of reports dealing with allegations of sexual assault, in which case the SIU Director may consult with the affected person and exercise a discretion to not publicly release the report having regard to the affected person’s privacy interests.

Information Restrictions

Special Investigations Unit Act, 2019

Pursuant to section 34, certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • The name of, and any information identifying, a subject official, witness official, civilian witness or affected person. 
  • Information that may result in the identity of a person who reported that they were sexually assaulted being revealed in connection with the sexual assault. 
  • Information that, in the opinion of the SIU Director, could lead to a risk of serious harm to a person. 
  • Information that discloses investigative techniques or procedures.  
  • Information, the release of which is prohibited or restricted by law.  
  • Information in which a person’s privacy interest in not having the information published clearly outweighs the public interest in having the information published. 

Freedom of Information and Protection of Privacy Act

Pursuant to section 14 (i.e., law enforcement), certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • Confidential investigative techniques and procedures used by law enforcement agencies; and 
  • Information that could reasonably be expected to interfere with a law enforcement matter or an investigation undertaken with a view to a law enforcement proceeding. 
Pursuant to section 21 (i.e., personal privacy), protected personal information is not included in this report. This information may include, but is not limited to, the following: 
  • The names of persons, including civilian witnesses, and subject and witness officials; 
  • Location information; 
  • Witness statements and evidence gathered in the course of the investigation provided to the SIU in confidence; and 
  • Other identifiers which are likely to reveal personal information about individuals involved in the investigation. 

Personal Health Information Protection Act, 2004

Pursuant to this legislation, any information related to the personal health of identifiable individuals is not included.

Other proceedings, processes, and investigations

Information may also have been excluded from this report because its release could undermine the integrity of other proceedings involving the same incident, such as criminal proceedings, coroner’s inquests, other public proceedings and/or other law enforcement investigations.

Mandate Engaged

Pursuant to section 15 of the SIU Act, the SIU may investigate the conduct of officials, be they police officers, special constables of the Niagara Parks Commission or peace officers under the Legislative Assembly Act, that may have resulted in death, serious injury, sexual assault or the discharge of a firearm at a person.

A person sustains a “serious injury” for purposes of the SIU’s jurisdiction if they: sustain an injury as a result of which they are admitted to hospital; suffer a fracture to the skull, or to a limb, rib or vertebra; suffer burns to a significant proportion of their body; lose any portion of their body; or, as a result of an injury, experience a loss of vision or hearing.

In addition, a “serious injury” means any other injury sustained by a person that is likely to interfere with the person’s health or comfort and is not transient or trifling in nature.

This report relates to the SIU’s investigation into the serious injuries of a 44-year-old man (the “Complainant”).

The Investigation

Notification of the SIU [1]

On August 28, 2023, at 3:22 p.m., the Halton Regional Police Service (HRPS) notified the SIU of an injury to the Complainant.

According to the HRPS, on August 28, 2023, the Peel Regional Police (PRP) requested the assistance of HRPS Tactical Unit (TU) police officers in the execution of a ‘no-knock’ warrant at an apartment near Queensway and Hurontario Street, Mississauga. At approximately 4:16 a.m., August 28, 2023, HRPS TU officers attended the location where entry was made and two male occupants arrested. The arrested parties were subsequently transported to PRP 12 Division, where they were lodged at 5:19 a.m. without incident. At approximately 7:00 a.m., the Complainant, one of the arrested males, complained of facial and back pain. He was transported to Trillium Health Partners - Mississauga Hospital (THP-MH) and diagnosed with a left fractured orbital and zygomatic bones. At approximately 3:09 p.m., the PRP reported the injuries to the HRPS. The Complainant was subsequently remanded in custody and was scheduled to be transported to Maplehurst Correctional Facility.
 

The Team

Date and time team dispatched: 2023/08/29 at 7:00 a.m.

Date and time SIU arrived on scene: 2023/08/30 at 1:30 p.m.

Number of SIU Investigators assigned: 3
Number of SIU Forensic Investigators assigned: 0
 

Affected Person (aka “Complainant”):

44-year-old male; interviewed; medical records obtained and reviewed

The Complainant was interviewed on October 3, 2023.


Subject Official (SO)

SO Declined interview and to provide notes, as is the subject official’s legal right


Witness Officials (WO)

WO #1 Interviewed
WO #2 Interviewed
WO #3 Not interviewed; notes received and reviewed, interview deemed unnecessary
WO #4 Not interviewed; notes received and reviewed, interview deemed unnecessary
WO #5 Not interviewed; notes received and reviewed, interview deemed unnecessary
WO #6 Not interviewed; notes received and reviewed, interview deemed unnecessary
WO #7 Not interviewed; notes received and reviewed, interview deemed unnecessary

The witness officials were interviewed between August 30, 2023, and September 11, 2023.


Evidence

The Scene

The events in question transpired in a bedroom of an apartment near Queensway and Hurontario Street, Mississauga.

Video/Audio/Photographic Evidence [2]


PRP BWC Footage – Officer #1

On August 28, 2023, starting at about 4:22 a.m., Officer #1 ascended an interior building staircase and entered an apartment [now known to be the Complainant’s apartment]. Other HRPS TU and PRP officers were present. He patted down and searched the pockets of a man, who was handcuffed and brought inside from the balcony. Officer #1 moved to a bedroom and patted down and searched the pockets of an upright man [now known to be the Complainant], who was handcuffed. The Complainant did not have any visible facial injuries to the left side of his face or head, and he showed no indications of physical distress. He was escorted to a marked PRP vehicle and transported to PRP 12 Division without incident.

Starting at about 5:16 a.m., the Complainant arrived in the sally port, where he was escorted inside. Officer #1 supervised the Complainant at PRP 12 Division before and during the booking process.

PRP BWC Footage - WO #5

On August 28, 2023, starting at about 4:22 a.m., WO #5 ascended an interior building staircase and entered the Complainant’s apartment. She observed Officer #1 pat-down and search a man, who was handcuffed and brought inside from the balcony. She moved to a bedroom and took custody of the Complainant, who was handcuffed. WO #5 and Officer #1 escorted the Complainant to the elevators and out the entrance of the apartment building to the backseat of her police vehicle. WO #5 read the Complainant his rights and arrested him for ‘Kidnapping’ and ‘Conspiracy to Commit an Indictable Offence’. He was transported to PRP 12 Division without incident. The Complainant did not have any visible facial injuries to either side of his face or head, and had no indications of physical distress. WO #5 supervised the Complainant at PRP 12 Division before and during the booking process.

PRP Custody Video

On August 28, 2023, starting at about 5:21 a.m., the Complainant was paraded in front of a staff sergeant in the custody area of PRP 12 Division by WO #5 and Officer #1. WO #5’s BWC and the custody booking video had no sound component. The Complainant did not appear to have any visible injuries.

Starting at about 5:30 a.m., the Complainant was placed in a cell, which also had no sound component.

PRP Communications Recordings

Starting at about 2:56 a.m., August 28, 2023, a detective from the PRP 12 Division Criminal Investigation Branch contacted the radio room and advised of an operational plan. The same detective contacted the communications branch and requested that uniform police officers assist. WO #5 and Officer #1 were detailed and, at 4:41 a.m., they started to transport the Complainant to 12 Division. The Complainant was paraded at 5:16 a.m., and incarcerated at 5:35 a.m.

Materials Obtained from Police Service

Upon request, the SIU received the following materials from the HRPS and PRP between August 28, 2023, and September 11, 2023:
  • HRPS Occurrence Report;
  • HRPS computer-assisted dispatch;
  • HRPS Policy - Use of Force;
  • HRPS Policy - Arrest and Release;
  • HRPS Policy - Tactical Rescue Unit;
  • HRPS Involved Officers List;
  • HRPS notes – WO #1;
  • HRPS notes – WO #2;
  • HRPS notes – WO #3;
  • HRPS notes – WO #4;
  • PRP Criminal Code warrant;
  • PRP Incident Details Report;
  • PRP Incident History;
  • PRP Occurrence Report;
  • PRP notes – WO #5;
  • PRP notes – WO #6;
  • PRP notes – WO #7;
  • PRP Person Details Report (History);
  • PRP communications recordings;
  • PRP Prisoner Activity Report; and
  • PRP Prisoner Details Report.

Materials Obtained from Other Sources

The SIU obtained the following record from other sources:
  • The Complainant’s medical records from THPMH, received on November 8, 2023.

Incident Narrative

The evidence collected by the SIU, including interviews with the Complainant and officers involved in his arrest, gives rise to the following scenario. As was his legal right, the SO chose not to interview with the SIU or authorize the release of his notes.

In the morning of August 28, 2023, HRPS TU officers convened in front of the door to an apartment near Queensway and Hurontario Street. They had been called by the PRP to assist with the execution of a search warrant for the premises as their tactical team was unavailable at the time. The PRP had identified the occupants of the apartment as having been involved in a recent incident involving a firearm.

At about 4:15 a.m., the door to the apartment was forced open and officers stormed inside following the deployment of a distractionary device. The SO made his way down a hallway and into a bedroom. WO #2 was behind him. The Complainant was lying on the bed in the bedroom face down. WO #2 picked him up by the belt and threw him to the floor. The officers positioned themselves on either side of the Complainant and, with the assistance of WO #1, handcuffed him behind the back.

The Complainant was transferred to uniformed PRP officers who transported him to the police station.

The Complainant complained of pain while in police cells and was taken to hospital. He was diagnosed with fractures of the left orbital and zygomatic bones.

Relevant Legislation

Section 25(1), Criminal Code -- Protection of persons acting under authority

25 (1) Every one who is required or authorized by law to do anything in the administration or enforcement of the law
(a) as a private person,
(b) as a peace officer or public officer,
(c) in aid of a peace officer or public officer, or
(d) by virtue of his office,
is, if he acts on reasonable grounds, justified in doing what he is required or authorized to do and in using as much force as is necessary for that purpose.

Analysis and Director's Decision

The Complainant was seriously injured in the course of his arrest by HRPS officers on August 28, 2023. The SIU was notified of the incident and initiated an investigation, naming the SO the subject official. The investigation is now concluded. On my assessment of the evidence, there are no reasonable grounds to believe that the SO committed a criminal offence in connection with the Complainant’s arrest and injuries.

Pursuant to section 25(1) of the Criminal Code, police officers are immune from criminal liability for force used in the course of their duties provided such force was reasonably necessary in the execution of an act that they were required or authorized to do by law.

The SO was lawfully placed inside the apartment and within his rights in seeking to arrest the Complainant. He and the other HRPS TU officers were acting on the authority of a search warrant, which identified the apartment’s occupants as being wanted in relation to a kidnapping.

I am also satisfied that the TU’s choice of entry, namely, a no-knock dynamic entry, was not unreasonable. The occupants of the apartment were being sought in connection with a violent offence involving a firearm and there was reason to believe they would still be armed. Anything less than a dynamic entry would have raised the risk of weapons inside the apartment being brought to bear.

Once inside the apartment and the bedroom, the evidence falls short of reasonably suggesting the SO used excessive force in arresting the Complainant. There is an account in the evidence of an officer grabbing the Complainant by the hair and banging the left side of his face off the floor multiple times, and the Complainant being kicked to the back of the head by one of the arresting officers. That evidence, however, is contested by WO #2, who was present at the time and denied that he or the SO struck the Complainant. According to WO #2, once on the floor, and with the assistance of WO #1, the officers wrestled control of the Complainant’s arms and handcuffed him without much difficulty. As for the grounding, that would appear to have been a reasonable tactic given the concern about firearms and the corresponding need to quickly foreclose any opportunity for their use. On this record, the evidence is insufficiently cogent to warrant being put to the test by a court as I am unable to reasonably conclude that the version of events depicting excessive strikes by the arresting officers is any likelier to be closer to the truth that the account proffered by WO #2. [3]

For the foregoing reasons, while I accept that the Complainant’s injuries were incurred in the altercation that marked his arrest, I am not reasonably persuaded that they were the result of any unlawful conduct by the arresting officers. As such, there is no basis for proceeding with criminal charges in this case. The file is closed.


Date: December 22, 2023


Electronically approved by

Joseph Martino
Director
Special Investigations Unit

Endnotes

  • 1) The information in this section reflects the information received by the SIU at the time of notification and does not necessarily reflect the SIU’s finding of facts following its investigation. [Back to text]
  • 2) The following records contain sensitive personal information and are not being released pursuant to section 34(2) of the Special Investigations Unit Act, 2019. The material portions of the records are summarized below. [Back to text]
  • 3) The Complainant’s injuries might in other circumstances have tipped the balance in his favour. However, in the instant case, they are equally consistent with having been caused by the grounding as they are with the head strikes described by the Complainant. [Back to text]

Note:

The signed English original report is authoritative, and any discrepancy between that report and the French and English online versions should be resolved in favour of the original English report.