SIU Director’s Report - Case # 23-OFI-205

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Mandate of the SIU

The Special Investigations Unit is a civilian law enforcement agency that investigates incidents involving an official where there has been death, serious injury, the discharge of a firearm at a person or an allegation of sexual assault. Under the Special Investigations Unit Act, 2019 (SIU Act), officials are defined as police officers, special constables of the Niagara Parks Commission and peace officers under the Legislative Assembly Act. The SIU’s jurisdiction covers more than 50 municipal, regional and provincial police services across Ontario.

Under the SIU Act, the Director of the SIU must determine based on the evidence gathered in an investigation whether there are reasonable grounds to believe that a criminal offence was committed. If such grounds exist, the Director has the authority to lay a criminal charge against the official. Alternatively, in cases where no reasonable grounds exist, the Director cannot lay charges. Where no charges are laid, a report of the investigation is prepared and released publicly, except in the case of reports dealing with allegations of sexual assault, in which case the SIU Director may consult with the affected person and exercise a discretion to not publicly release the report having regard to the affected person’s privacy interests.

Information Restrictions

Special Investigations Unit Act, 2019

Pursuant to section 34, certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • The name of, and any information identifying, a subject official, witness official, civilian witness or affected person. 
  • Information that may result in the identity of a person who reported that they were sexually assaulted being revealed in connection with the sexual assault. 
  • Information that, in the opinion of the SIU Director, could lead to a risk of serious harm to a person. 
  • Information that discloses investigative techniques or procedures.  
  • Information, the release of which is prohibited or restricted by law.  
  • Information in which a person’s privacy interest in not having the information published clearly outweighs the public interest in having the information published. 

Freedom of Information and Protection of Privacy Act

Pursuant to section 14 (i.e., law enforcement), certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • Confidential investigative techniques and procedures used by law enforcement agencies; and 
  • Information that could reasonably be expected to interfere with a law enforcement matter or an investigation undertaken with a view to a law enforcement proceeding. 
Pursuant to section 21 (i.e., personal privacy), protected personal information is not included in this report. This information may include, but is not limited to, the following: 
  • The names of persons, including civilian witnesses, and subject and witness officials; 
  • Location information; 
  • Witness statements and evidence gathered in the course of the investigation provided to the SIU in confidence; and 
  • Other identifiers which are likely to reveal personal information about individuals involved in the investigation. 

Personal Health Information Protection Act, 2004

Pursuant to this legislation, any information related to the personal health of identifiable individuals is not included.

Other proceedings, processes, and investigations

Information may also have been excluded from this report because its release could undermine the integrity of other proceedings involving the same incident, such as criminal proceedings, coroner’s inquests, other public proceedings and/or other law enforcement investigations.

Mandate Engaged

Pursuant to section 15 of the SIU Act, the SIU may investigate the conduct of officials, be they police officers, special constables of the Niagara Parks Commission or peace officers under the Legislative Assembly Act, that may have resulted in death, serious injury, sexual assault or the discharge of a firearm at a person.

A person sustains a “serious injury” for purposes of the SIU’s jurisdiction if they: sustain an injury as a result of which they are admitted to hospital; suffer a fracture to the skull, or to a limb, rib or vertebra; suffer burns to a significant proportion of their body; lose any portion of their body; or, as a result of an injury, experience a loss of vision or hearing.

In addition, a “serious injury” means any other injury sustained by a person that is likely to interfere with the person’s health or comfort and is not transient or trifling in nature.

This report relates to the SIU’s investigation into the serious injuries of a 27-year-old man (the “Complainant”).

The Investigation

Notification of the SIU

On May 29, 2023, at 5:28 p.m., the Brantford Police Service (BPS) contacted the SIU with the following information.

Officers from the Tactical and Intelligence Generated and Enforcement Response (TIGER) Unit were involved in a project, in the course of which they had developed grounds to arrest the Complainant. At 4:13 p.m., May 29, 2023, a vehicle takedown was attempted at an address in Paris. The Complainant drove towards officers, shots were fired, and the Complainant got away. Officers did not pursue the Complainant. Officers later located the Complainant at St. George Street and Belaire Road, Brantford. He was taken to the Hamilton General Hospital (HGH.)

The Team

Date and time team dispatched: 05/29/2023 at 6:15 p.m.

Date and time SIU arrived on scene: 05/29/2023 at 7:35 p.m.

Number of SIU Investigators assigned: 5
 
Number of SIU Forensic Investigators assigned: 2

Affected Person (aka “Complainant”):

27-year-old male; interviewed; medical records obtained and reviewed

The Complainant was interviewed on June 1, 2023.

Subject Official (SO)

SO Declined interview, as is the subject official’s legal right; notes received and reviewed

Witness Officials (WO)

WO #1 Interviewed
WO #2 Interviewed
WO #3 Interviewed
WO #4 Interviewed
WO #5 Interviewed
WO #6 Interviewed
WO #7 Interviewed
WO #8 Interviewed
WO #9 Interviewed

The witness officials were interviewed between May 30, 2023, and June 1, 2023.

Evidence

The Scene

The events in question transpired on and around the front driveway of a residence in Brant.

On May 29, 2023, at 8:10 p.m., SIU forensic investigators attended the residence. The scene had been properly secured and guarded by several BPS officers. The area was residential.

There were two vehicles present on or near the driveway of the residence. Both vehicles were identified as unmarked BPS surveillance vehicles.

A secondary scene was located at Tollgate Road and St. George Street. On May 29, 2023, at 10:17 p.m., SIU forensic investigators attended the location where the Complainant’s vehicle was located. The Tesla was in a construction area on St. George Street close to the intersection. It had been involved in a collision with construction signage close by.

Physical Evidence

Evidence Collected by the SIU in the Driveway of the Residence

Located and collected from the driveway area were four 9mm cartridge cases and automotive plastic.

Evidence Collected During the Tesla Examination

Located and collected from the driver’s side floor compartment was a projectile.
The Tesla was examined and photographed by SIU forensic investigators.


Figure 1 – Bullet holes in the Tesla window

Evidence Collected at BPS Headquarters

A Glock Model 17 Gen5 9mm semi-automatic pistol, assigned to the SO, was collected by the SIU. SIU forensic investigators photographed the SO’s use of force equipment.


Figure 2 – The SO’s firearm

Forensic Evidence

Centre of Forensic Sciences Submissions (CFS)

On June 19, 2023, SIU forensic investigators submitted five exhibits to CFS for expert examination: four 9mm cartridge cases and the involved firearm assigned to the SO, a Glock Model 17 Gen5 9mm semi-automatic pistol.

On September 11, 2023, CFS provided a Firearms Report to SIU. The report concluded that the Glock Model 17 pistol submitted for examination had, within the limits of practical certainty, fired the cartridge cases located at the scene.

Video/Audio/Photographic Evidence [1]

Video Footage from a Residence

The SIU obtained two video clips from a residence in connection with the incident under investigation.

Video Recording 1

Starting at about 4:10:33 p.m., an unmarked vehicle operated by WO #3 was parked on the side of the street.

Starting at about 4:10:35 p.m., a Tesla [driven by the Complainant] drove north along the street.

Starting at about 4:10:49 p.m., an unmarked vehicle driven by the SO was observed driving north in the same direction of the Tesla.

Starting at about 4:10:52 p.m., an unmarked vehicle operated by WO #5 was observed driving in the same direction as the SO.

Starting at about 4:10:58 p.m., the Complainant began reversing into a driveway of a residence.

Starting at about 4:11:00 p.m., the SO travelled towards the same residence.

Starting at about 4:11:02 p.m., WO #3 parked in front of a neighbouring house and WO #1 turned to drive towards the residence.

Video Recording 2

Starting at about 4:13:02 p.m., the SO’s vehicle was partially stopped on the driveway of the residence on an angle; the nose of his vehicle faced towards the garage. WO #1’s vehicle was parked on the road in front of the house. WO #3’s vehicle was parked on the same side of the road but in front of the neighbour’s house. The vehicle operated by the Complainant and the vehicle operated by WO #5 were not visible in the video.

At 4:13:32 p.m. the video concluded.

Communications Recordings

Starting at about 4:11:34 p.m., WO #1 advised BPS dispatch via police radio that shots had been fired by police at an address in Brant.

Starting at about 4:12:17 p.m., WO #1 requested that BPS dispatch notify the Ontario Provincial Police (OPP) of the incident.

Starting at about 4:12:32 p.m., BPS dispatched asked if the vehicle [known to be the Tesla] was being followed. WO #1 advised that there was no pursuit.

Starting at about 4:13:04 p.m., WO #1 advised BPS dispatch that there were no injuries to BPS officers, and it was unknown if the Complainant had been injured. A search warrant was to be executed at the residence, and BPS officers would be holding the scene.

Starting at about 4:13:44 p.m., BPS dispatch requested that the OPP put out an alert over the police radio with a description and last location for the Tesla in connection with a BPS officer-involved shooting. The Complainant was reported to be alone in the vehicle.

Starting at about 4:17:21 p.m., BPS dispatch inquired if the Complainant possessed a firearm. WO #1 advised that he did not know.

Starting at about 4:18:32 p.m., WO #1 advised BPS dispatch that the Complainant was travelling south on King George Road, approaching Powerline Road, that the Complainant was wanted for dangerous driving, and that he might have been struck by BPS bullets.

Starting at about 4:18:41 p.m., the OPP inquired if the Complainant had shot at BPS officers or if BPS shot at the Complainant. BPS dispatch advised that BPS had shot at the Complainant.

Starting at about 4:19:49 p.m., an unidentified BPS officer advised via police radio that the Complainant was travelling northbound on King George Road at a high rate of speed and that he had been involved in collisions with several vehicles.

Starting at about 4:20:12 p.m., a staff sergeant ordered BPS officers not to pursue the Complainant via police radio.

Starting at about 4:20:30 p.m., an unidentified BPS officer advised BPS dispatch that the Complainant had been involved in a collision at King George Road and Tollgate Road.

Starting at about 4:21:51 p.m., a sergeant advised BPS dispatch that he was in a foot pursuit with the Complainant around St. George Street and Belaire Avenue.

Starting at about 4:22:12 p.m., the sergeant advised BPS dispatch that the Complainant was in police custody.

Starting at about 4:22:30 p.m., a second sergeant requested that paramedics attend the area of St. George Street and Belaire Avenue immediately.

Starting at about 4:22:39 p.m., BPS dispatch requested that multiple ambulances attend the area of King George Road and Tollgate Road.

Starting at about 4:23:19 p.m., the staff sergeant requested the scene at the residence be secured pending the arrival of OPP.

Starting at about 4:24:43 p.m., a BPS officer (believed to be a sergeant) advised that the Complainant had two gunshot wounds to his upper arm.

Starting at about 4:29:45 p.m., Brantford paramedics arrived at St. George Street and Belaire Avenue.

Materials Obtained from Police Service

Upon request, the SIU received the following materials from the BPS between May 30, 2023, and June 14, 2023:
  • Fail to Stop Report;
  • Communications recordings;
  • Photographs;
  • Exhibit List;
  • Video footage – Tesla;
  • Record of computer-assisted dispatch;
  • WO #5 - notes;
  • WO #7 - notes;
  • WO #7 - report;
  • WO #2 - notes;
  • WO #2 - report;
  • WO #4 - notes;
  • WO #4 - report;
  • WO #3 - report;
  • WO #3 - notes;
  • Use of force requalification – the SO;
  • WO #6 - report;
  • WO #8 - notes;
  • The SO - notes;
  • Operational plans;
  • Arrest Report;
  • Search warrants;
  • Seizure and Disposition Report;
  • WO #6 - notes;
  • WO #1 - notes;
  • WO #1 - report; and
  • Policy - Use of Force.

Materials Obtained from Other Sources

The SIU obtained the following records from other sources:
  • Medical records of the Complainant from HGH, received June 5, 2023; and
  • Video footage received from a residence.

Incident Narrative

The evidence collected by the SIU, including an interview with the Complainant and video footage that captured the incident in parts, gives rise to the following scenario. As was his legal right, the SO chose not to interview with the SIU. He did authorize the release of his notes.

In the afternoon of May 29, 2023, a joint forces operation involving BPS and Durham Regional Police Service officers had the Complainant under surveillance. The Complainant had become the target of a drug-trafficking investigation and officers had secured warrants to search his premises. The Complainant was returning to his home in Brant from a trip to Toronto where, the officers suspected, he had made a purchase of a significant quantity of an illicit substance. BPS officers in plain clothes and unmarked vehicles waited for him in the vicinity of his residence. The SO was on the Complainant’s tail as he entered his neighbourhood and approached his home.

The Complainant was unaware he was being followed by police. As he neared his home, the Complainant reversed his Tesla onto the northern half of his driveway when two unmarked police vehicles suddenly appeared. One of them came from the north and travelled south onto the driveway, coming to a stop facing southeast in front of the Tesla. The other came from the south. It entered partially on the southern half of the driveway, coming to a stop facing northeast.

The police plan had been to have a marked police vehicle in the area pull the Tesla over and effect the Complainant’s arrest. However, when the marked cruiser was not in position in time, the surveillance team decided to move ahead with the arrest. When the team leader gave the signal for the Complainant’s takedown, the two unmarked vehicles were the first to the scene.

WO #5 was the operator of the vehicle that stopped in front of the Tesla. He quickly exited his vehicle, took up a position by the Tesla’s front passenger’s side, and yelled at the Complainant indicating that they were the police and directing that he show his hands. The Complainant reversed his vehicle, turned his wheels to the right, and accelerated forward in a northwest direction towards WO #5. The officer was in the process of drawing his firearm to shoot, but was able to move eastward and skirt the Tesla as it travelled past him. At about the same time, WO #5 heard the sound of gunfire.

The shots had been discharged by the SO. By the time WO #5 was by the passenger side of the Tesla, the SO was also out of his vehicle and yelling at the Complainant to show his hands from the driver’s side of the Tesla. The Complainant reversed the vehicle and then accelerated forward in a northwest direction of travel. Fearing that WO #5 was about to be struck by the Tesla, the SO pointed his firearm at the Complainant and fired four times.

Two of the bullets struck the Complainant – one in the left bicep, the other in the left forearm beside the elbow.

Despite being wounded, the Complainant continued northwest across the front lawn of the neighbouring home to the north, stopped momentarily, then continued northward on the roadway. He was ultimately arrested a distance from the scene of the shooting and transported to hospital.

Relevant Legislation

Section 34, Criminal Code - Defence of Person – Use or Threat of Force

34 (1) A person is not guilty of an offence if

(a)  they believe on reasonable grounds that force is being used against them or another person or that a threat of force is being made against them or another person;

(b)  the act that constitutes the offence is committed for the purpose of defending or protecting themselves or the other person from that use or threat of force; and

(c)   the act committed is reasonable in the circumstances. 

(2) In determining whether the act committed is reasonable in the circumstances, the court shall consider the relevant circumstances of the person, the other parties and the act, including, but not limited to, the following factors:

                        (a) the nature of the force or threat;

(b) the extent to which the use of force was imminent and whether there were other means available to respond to the potential use of force;

(c) the person’s role in the incident;

(d) whether any party to the incident used or threatened to use a weapon;

(e) the size, age, gender and physical capabilities of the parties to the incident;

(f) the nature, duration and history of any relationship between the parties to the incident, including any prior use or threat of force and the nature of that force or threat;

(f.1) any history of interaction or communication between the parties to the incident;

(g) the nature and proportionality of the person’s response to the use or threat of force; and

(h) whether the act committed was in response to a use or threat of force that the person knew was lawful.

(3) Subsection (1) does not apply if the force is used or threatened by another person for the purpose of doing something that they are required or authorized by law to do in the administration or enforcement of the law, unless the person who commits the act that constitutes the offence believes on reasonable grounds that the other person is acting unlawfully.

Analysis and Director's Decision

The Complainant was shot and injured in Brant on May 29, 2023, by a BPS officer. The officer – the SO – was identified as a subject official in the ensuing SIU investigation. The investigation is now concluded. On my assessment of the evidence, there are no reasonable grounds to believe that the SO committed a criminal offence in connection with the shooting.

Section 34 of the Criminal Code provides that conduct that would otherwise constitute an offence is legally justified if it was intended to deter a reasonably apprehended assault, actual or threatened, and was itself reasonable. The reasonableness of the conduct is to be assessed in light of all the relevant circumstances, including with respect to such considerations as the nature of the force or threat; the extent to which the use of force was imminent and whether there were other means available to respond to the potential use of force; whether any party to the incident used or threatened to use a weapon; and, the nature and proportionality of the person’s response to the use or threat of force.

The SO was lawfully placed and engaged in the execution of his duties in the series of events culminating in the shooting. The officers had secured warrants to search the Complainant’s home for drugs and had grounds to take him into custody for drug-trafficking.
 
Though the SO chose not to come in for an interview to provide direct evidence of his state of mind at the time of the shooting, as was his legal right, the notes he provided and the circumstantial evidence make clear that he fired his weapon to thwart what he reasonably apprehended was a threat of death or grievous bodily harm to WO #5. WO #5 himself gave an account in which he believed the Complainant’s Tesla was travelling towards him, and in which he was preparing to fire his gun when he was able to avoid an impact by moving to the east and heard the SO’s gunfire.

The only aspect of the defence up for debate is whether the force used by the SO was itself reasonable in the circumstances. Shooting at a moving vehicle raises questions as it will rarely result in the vehicle’s immediate immobilization and will sometimes give rise to ancillary risks, such as a vehicle in motion without an operating mind. In the instant case, it is difficult to see how incapacitating the driver would have saved WO #5 given how close the officer was to the Tesla at the time of the shooting. On the other hand, I am unable to conclude with any confidence that shooting the Complainant had no chance of success. If the Complainant was intentionally driving in the direction of WO #5, and I accept that he was whether he saw the officer in his arc of travel or not, then there was some prospect that neutralizing the driver might work to help decelerate the vehicle, for example, or have it change course. In terms of the latter contingency, I note it does not appear the area was heavily trafficked at the time, mitigating the risk of collateral damage. Given the stakes at hand – possible death or serious injury to WO #5 – and the speed at which events were unfolding, I am not persuaded that the SO acted unreasonably when he fired his weapon in the heat of the moment. In arriving at this conclusion, I am mindful of the common law principle that officers embroiled in fraught situations are not expected to measure with precision the nature and extent of their responsive force. Allowance is made for the tension of the moment. What is required is a reasonable response, not necessarily an exacting one: R. v. Nasogaluak, [2010] 1 SCR 206; R. v. Baxter (1975), 27 CCC (2d) 96 (Ont. CA).

In the result, as there are no reasonable grounds to believe that the SO comported himself other than within the limits of the criminal law, there is no basis for proceeding with criminal charges in this case. The file is closed.


Date: September 26, 2023

Electronically approved by

Joseph Martino
Director
Special Investigations Unit

Endnotes

  • 1) The following records contain sensitive personal information and are not being released pursuant to section 34(2) of the Special Investigations Unit Act, 2019. The material portions of the records are summarized below. [Back to text]

Note:

The signed English original report is authoritative, and any discrepancy between that report and the French and English online versions should be resolved in favour of the original English report.