SIU Director’s Report - Case # 23-OCI-014

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Mandate of the SIU

The Special Investigations Unit is a civilian law enforcement agency that investigates incidents involving an official where there has been death, serious injury, the discharge of a firearm at a person or an allegation of sexual assault. Under the Special Investigations Unit Act, 2019 (SIU Act), officials are defined as police officers, special constables of the Niagara Parks Commission and peace officers under the Legislative Assembly Act. The SIU’s jurisdiction covers more than 50 municipal, regional and provincial police services across Ontario.

Under the SIU Act, the Director of the SIU must determine based on the evidence gathered in an investigation whether there are reasonable grounds to believe that a criminal offence was committed. If such grounds exist, the Director has the authority to lay a criminal charge against the official. Alternatively, in cases where no reasonable grounds exist, the Director cannot lay charges. Where no charges are laid, a report of the investigation is prepared and released publicly, except in the case of reports dealing with allegations of sexual assault, in which case the SIU Director may consult with the affected person and exercise a discretion to not publicly release the report having regard to the affected person’s privacy interests.

Information Restrictions

Special Investigations Unit Act, 2019

Pursuant to section 34, certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • The name of, and any information identifying, a subject official, witness official, civilian witness or affected person. 
  • Information that may result in the identity of a person who reported that they were sexually assaulted being revealed in connection with the sexual assault. 
  • Information that, in the opinion of the SIU Director, could lead to a risk of serious harm to a person. 
  • Information that discloses investigative techniques or procedures.  
  • Information, the release of which is prohibited or restricted by law.  
  • Information in which a person’s privacy interest in not having the information published clearly outweighs the public interest in having the information published. 

Freedom of Information and Protection of Privacy Act

Pursuant to section 14 (i.e., law enforcement), certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • Confidential investigative techniques and procedures used by law enforcement agencies; and 
  • Information that could reasonably be expected to interfere with a law enforcement matter or an investigation undertaken with a view to a law enforcement proceeding. 
Pursuant to section 21 (i.e., personal privacy), protected personal information is not included in this report. This information may include, but is not limited to, the following: 
  • The names of persons, including civilian witnesses, and subject and witness officials; 
  • Location information; 
  • Witness statements and evidence gathered in the course of the investigation provided to the SIU in confidence; and 
  • Other identifiers which are likely to reveal personal information about individuals involved in the investigation. 

Personal Health Information Protection Act, 2004

Pursuant to this legislation, any information related to the personal health of identifiable individuals is not included.

Other proceedings, processes, and investigations

Information may also have been excluded from this report because its release could undermine the integrity of other proceedings involving the same incident, such as criminal proceedings, coroner’s inquests, other public proceedings and/or other law enforcement investigations.

Mandate Engaged

Pursuant to section 15 of the SIU Act, the SIU may investigate the conduct of officials, be they police officers, special constables of the Niagara Parks Commission or peace officers under the Legislative Assembly Act, that may have resulted in death, serious injury, sexual assault or the discharge of a firearm at a person.

A person sustains a “serious injury” for purposes of the SIU’s jurisdiction if they: sustain an injury as a result of which they are admitted to hospital; suffer a fracture to the skull, or to a limb, rib or vertebra; suffer burns to a significant proportion of their body; lose any portion of their body; or, as a result of an injury, experience a loss of vision or hearing.

In addition, a “serious injury” means any other injury sustained by a person that is likely to interfere with the person’s health or comfort and is not transient or trifling in nature.

This report relates to the SIU’s investigation into the serious injury of a 70-year-old woman (the “Complainant”).

The Investigation

Notification of the SIU [1]

On November 28, 2022, at 11:56 a.m., the Complainant left a voicemail on the SIU public answering service in which she conveyed the following information

On November 12, 2022, at 5:30 a.m., Peel Regional Police (PRP) officers had been called to her home in the area of Cawthra Road and Bloor Street because of a foul odour emanating from the basement unit. Officers attended and spoke with the Complainant in the basement apartment, after which she was pushed to the ground by one of the officers. The Complainant was subsequently transported by Peel Regional Paramedics Services (PRPS) to the Mississauga Trillium Hospital, admitted for four days, and diagnosed with a fractured right shoulder.

On January 5, 2023, the Complainant provided medical documentation supporting her complaint of a fractured shoulder.
 

The Team

Date and time team dispatched: 01/09/2023 at 6:30 a.m.

Date and time SIU arrived on scene: 01/09/2023 at 9:19 a.m.

Number of SIU Investigators assigned: 3
Number of SIU Forensic Investigators assigned: 0
 

Affected Person (aka “Complainant”):

70-year-old female; interviewed; medical records obtained and reviewed

The Complainant was interviewed on January 11, 2023.


Civilian Witnesses (CW)

CW #1 Interviewed
CW #2 Interviewed
CW #3 Interviewed

The civilian witnesses were interviewed on January 11, 2023.

Subject Officials (SO)

SO #1 Declined interview and to provide notes, as is the subject official’s legal right
SO #2 Interviewed; notes received and reviewed

The subject official was interviewed on March 29, 2023.


Witness Officials (WO)

WO #1 Interviewed
WO #2 Interviewed

The witness officials were interviewed on January 13, 2023.


Evidence

The Scene

The events in question occurred in the basement of a residence in the area of Cawthra Road and Bloor Street, Mississauga.

Video/Audio/Photographic Evidence [2]


Communications Recordings

On January 10, 2023, the SIU received pertinent communications recordings from the PRP.

Between about 5:42:02 a.m. and 5:42:29 a.m., November 12, 2022, a resident called 911 to report a suspicious smell from the basement. He was transferred to Emergency Medical Services (EMS).

Starting at about 5:52:31 a.m., the EMS requested that police officers attend the call.

Between about 5:58:06 a.m. and 5:59:05 a.m., the resident said an unknown person was knocking at his door.

Between about 5:58:03 a.m. and 5:59:48 a.m., the police operator alerted police officers to attend the home. A resident had called 911 to report a man, banging on his side door aggressively, trying to get in.

Starting at about 6:05:40 a.m., it was noted that a resident had informed police officers that someone had gone into his basement.

Starting at about 6:10:56 a.m., police officer reported, “One male in custody, everything’s [police code redacted].”

Starting at about 6:16:30 a.m., the police operator cancelled the initial call for an ambulance.

Body-worn Camera (BWC) Footage

On January 10, 2023, the SIU received pertinent BWC footage from the PRP.


WO #1

On November 12, 2022, at 6:04:12 a.m., WO #1 was captured speaking with a resident. The resident reported someone was in his room in the basement. WO #1 informed the dispatcher he was trying to figure out if the resident was under the influence of “something”. The resident reported he had consumed drinks earlier.

Between about 6:06:28 a.m. and 6:08:32 a.m., the Complainant emerged from the north side of the residence and asked what was happening. The resident approached her, and they spoke for a while. The resident told WO #1 the Complainant was the homeowner. The Complainant called the resident, “Stupid.” WO #1 and the resident walked to the north side of the house, and the Complainant screamed at SO #1, but it was unclear what she said.

Starting at about 6:09:02 a.m., SO #1 shouted into the house, “Ma’am you need to listen to what I’m saying, we need to clear the house to make sure nobody is in here, you need to move.” WO #1 entered the side door and followed SO #2 (lead) and SO #1 (second) down the stairs to the basement. As WO #1 turned left into the hallway, SO #2 was captured standing in front of the Complainant and telling her to go upstairs. The Complainant shouted, “Don’t touch me!” The Complainant tried to walk to the stairs and SO #2 moved behind her and grabbed her. SO #2 moved forward with the Complainant, the Complainant turned around, and SO #1 tried to take hold of the Complainant’s right side. SO #2 held the Complainant by her left arm, crossed his right leg in front of the Complainant’s legs, and pushed her forward. As the Complainant fell forward, her right side contacted a laundry basket on a side table. SO #1 stepped over the Complainant and knelt by the Complainant’s right side.


WO #2

On November 12, 2022, at 6:09:10 a.m., WO #1 was captured entering the side door of the residence as WO #2 followed him. SO #2 and SO #1 rounded a corner to the left and, as WO #2 arrived at the turn, SO #2 grabbed the Complainant by the shoulders as she made her way towards the stair hallway. SO #1 said, “You need to go upstairs or you’re going to be arrested.” The Complainant screamed and struggled to get away from SO #2’s grasp. The Complainant turned to go back down the hall, SO #1 attempted to hold the Complainant on the right, and SO #2 held the Complainant on the left. SO #2 used his right leg to cross over in front of the Complainant, and SO #2 and SO #1 forced her forward. The Complainant fell onto her stomach.

Starting at about 6:09:33 a.m., SO #1 turned to her right and the Complainant’s son emerged from a doorway. WO #1 told the Complainant’s son to put his hands up and WO #2 told WO #1, “He lives here.” WO #1 told the Complainant’s son to get on the ground, and the Complainant’s son complied.

Starting at about 6:11:02 a.m., WO #1 and WO #2 escorted the complainant’s son through the doorway towards the stairs leading to the exit. The Complainant was lying on the floor on her stomach with her hands handcuffed behind her back. SO #1 knelt to the right of the Complainant.


SO #1

On November 12, 2022, at 6:09:50 a.m., SO #1 faced the exit door of the basement and turned left down a hallway. The Complainant lay on the floor face down with her hands held behind her back by SO #2. He knelt on his right knee at the left side of the Complainant. SO #1 approached and handcuffed the Complainant behind her back.

Between about 6:10:18 a.m. and 6:10:19 a.m., SO #1 stood abruptly and drew her firearm. SO #2 said, “Show me your hands.” He took a step through the doorway into the next room and SO #1 said, “Put your hands up now.” The Complainant cried, and SO #2 said, “Come here, come here.” The Complainant said, “…break my hand,” and SO #2 asked a man [now known to be CW #1] if he lived there. CW #1 said, “No English,” and SO #1 holstered her firearm and took hold of the Complainant’s right arm with both hands.

Starting at about 6:10:52 a.m., SO #1 shouted, “WO #2, is he in custody?” WO #2 said, “Yes.” The Complainant’s son said, “You’re going to send her to hospital.”

Between about 6:11:45 a.m. and 6:12:07 a.m., a man’s voice asked, “Who are you?” and the Complainant said, “I am the owner.” SO #1 turned the Complainant to the left and told her she would keep her on her side. The Complainant said, “My hand very pain.” SO #1 informed the Complainant she would remove the handcuffs and instructed her to listen to what she said.

Starting at about 6:13:24 a.m., while SO #1 removed the handcuffs from the Complainant, she shouted to her son, “Take picture, take picture of what policeman do for me.”

Starting at about 6:13:41 a.m., SO #1 took hold of the Complainant’s right arm and attempted to pull her up. The Complainant said, “Ow! Ow!” SO #1 released her arm and directed her to sit up.

Starting at about 6:14:46 a.m., CW #1 took the Complainant’s left hand and assisted her to her feet while SO #1 supported the Complainant’s right flank.

Starting at about 6:15:42 a.m., SO #2 explained to the Complainant that a resident had called the police to report the smell of a dead body in the basement. When the police officers arrived, the resident shouted at them that someone had broken into the house. SO #2 told the Complainant she was not supposed to be inside until the police officers cleared the house.

Starting at about 6:18:03 a.m., SO #1 said, “I apologize on behalf of all of us for doing what we did, because you weren’t listening … if you’re not gonna leave, we have to force you to leave, cuz we don’t want anything to happen to you.” SO #1 asked the Complainant if she wanted an ambulance, and she said, “Yes.”

Between about 6:21:20 a.m. and 6:23:54 a.m., a paramedic tended to the Complainant. The paramedic told police officers, “I don’t know, there’s nothing obviously broken, but I don’t know.”


SO #2

Between about 6:05:31 a.m. and 6:06:54 a.m., SO #2 looked in the basement window of the residence and then walked to the front of the house; a resident walked in front of him. SO #2 walked towards the residence and the Complainant spoke with the resident at the northwest corner of the house.

Between about 6:08:09 a.m. and 6:08:28 a.m., the Complainant turned and walked along the north side of the house towards the backyard. The Complainant entered the side door of the house, turned, and spoke with SO #1. The Complainant turned and started down the stairs into the house.

Between about 6:09:12 a.m. and 6:09:28 a.m., SO #2 moved SO #1 from the doorway and descended the stairs into the basement of the house. SO #2 turned to the left and the Complainant stood in front of him, pointing at a doorway to the right of the landing. SO #2 reached twice to grab the Complainant and she pulled away. SO #2 moved behind the Complainant as she turned, and grabbed her pajamas with his left hand. SO #2 held the Complainant’s left arm with both hands, and the Complainant was moved to the floor onto her stomach. SO #2 held the Complainant by the left wrist behind her back. SO #1 knelt to the right side of the Complainant and held her right wrist behind her back. SO #1 had her right knee on the lower back of the Complainant.

Between about 6:09:48 a.m. and 6:09:58 a.m., SO #1 stood and exited camera view. SO #2 held the Complainant’s wrists behind her back. SO #1 entered the camera frame and handcuffed the Complainant behind her back.

Materials Obtained from Police Service

Upon request, the SIU received the following materials from the PRP between January 10 and March 30, 2023:
  • Communications recordings;
  • BWC footage;
  • Incident Details Report;
  • Incident History Report;
  • Notes-WO #2;
  • Notes-SO #2;
  • Notes-WO #1;
  • Person Details Report - the Complainant;
  • Occurrence Report;
  • Directive - Incident Response; and
  • Directive - Criminal Investigations.

Materials Obtained from Other Sources

The SIU obtained and reviewed the following records from other sources:
  • Ambulance Call Report from the PRPS;
  • The Complainant’s medical records from Trillium Health Partners;
  • Incident Report from the Mississauga Fire and Emergency Services; and
  • Photographs provided by the Complainant.

Incident Narrative

The material events in question, clear on the evidence collected by the SIU, may briefly be summarized. As was her legal right, SO #1 chose not to interview with the SIU or authorize the release of her notes.

In the early morning of November 12, 2022, PRP officers were dispatched to a house in the area of Cawthra Road and Bloor Street. A resident of the address had called 911 to report the smell of what possibly was a dead body emanating from the basement. Information was subsequently received from the 911 caller that there was a break and enter in progress at the house.

SO #1 and SO #2 arrived at the scene at about 6:00 a.m. They were joined by WO #1 and WO #2. Fire department personnel were also at the address given the information about a potential dead body on site. The 911 caller was outside the residence. The officers spoke with the resident, and he confirmed the information he had provided about a possible break and enter.

The Complainant was the owner of the property. She emerged from the north side door of the residence to inquire what was going on. She spoke with the resident and some of the officers, and then made her way back into the residence. She did so despite objections from the police.

Led by SO #2, the officers followed the Complainant through the north side entrance and down a flight of stairs into the basement and a small foyer area. The Complainant was panicked at this time and started screaming as the officers attempted to direct her outside. SO #2 took hold of the Complainant’s left side and tripped her to the floor using his right leg. With the Complainant in a prone position, her hands were handcuffed behind the back by SO #1.

Following her apprehension, the Complainant was released and transported to hospital in ambulance. She was diagnosed with a fractured right shoulder.

Relevant Legislation

Section 25(1), Criminal Code -- Protection of persons acting under authority

25 (1) Every one who is required or authorized by law to do anything in the administration or enforcement of the law
(a) as a private person,
(b) as a peace officer or public officer,
(c) in aid of a peace officer or public officer, or
(d) by virtue of his office,
is, if he acts on reasonable grounds, justified in doing what he is required or authorized to do and in using as much force as is necessary for that purpose.

Analysis and Director's Decision

The Complainant was seriously injured during her apprehension by PRP officers in Mississauga on November 12, 2022. In the ensuing SIU investigation, two of the officers –SO #1 and SO #2 – were identified as subject officials. The investigation is now concluded. On my assessment of the evidence, there are no reasonable grounds to believe that either subject official committed a criminal offence in connection with the Complainant’s injury.

Pursuant to section 25(1) of the Criminal Code, police officers are immune from criminal liability for force used in the course of their duties provided such force was reasonably necessary in the execution of an act that they were required or authorized to do by law.

A police officer’s foremost duty is the protection and preservation of human life. At the time of the incident under investigation, SO #2 and SO #1 had reason to believe that an intruder might be present in the Complainant’s home. As they had tried and failed to keep the Complainant from the interior of the home, the officers were left with little choice but to detain her momentarily so they could remove her from the home, in the interests of her own safety, and proceed to quickly investigate the reported break and enter. Considering the Complainant’s agitated state, I am further satisfied that the officers were within their rights in restraining her in handcuffs.

As for the force used by the officers, I am unable to reasonably conclude that it was excessive. This consisted of a takedown performed by SO #2, and SO #1’s intervention once the Complainant was on the floor to restrain her in handcuffs. It may well be that the maneuver executed by SO #2 was a little over the top, particularly in light of the Complainant’s age and the presence of other officers. On the other hand, the officers were in a confined space, which would have discounted the effect of their numbers, and there was a real imperative to dealing with the Complainant as soon as possible arising from the reports of an intruder in the home and a possible dead body. The takedown, which was not unduly aggressive on my review of the BWC footage, would have done just that, namely, facilitate the Complainant’s prompt detention by placing her in a position of disadvantage so she could be handcuffed. In arriving at this conclusion, I am mindful that the law does not expect police officers embroiled in dynamic and potentially dangerous situations to measure their force with precision; what is required is a reasonable response, not an exacting one: R v Nasogaluak, [2010] 1 SCR 206; R v Baxter (1975), 27 CCC (2d) 96 (Ont. CA).

In the result, while I accept that the Complainant’s injury was the result of the physical interventions by either or both of SO #2 and SO #1 – whether the takedown or the handcuffing process – there are no reasonable grounds to believe it is attributable to unlawful conduct on the part of the subject officials. As such, there is no basis for proceeding with criminal charges in this case. The file is closed.


Date: May 5, 2023

Electronically approved by

Joseph Martino
Director
Special Investigations Unit

Endnotes

  • 1) The information in this section reflects the information received by the SIU at the time of notification and does not necessarily reflect the SIU’s finding of facts following its investigation. [Back to text]
  • 2) The following records contain sensitive personal information and are not being released pursuant to section 34(2) of the Special Investigations Unit Act, 2019. The material portions of the records are summarized below. [Back to text]

Note:

The signed English original report is authoritative, and any discrepancy between that report and the French and English online versions should be resolved in favour of the original English report.