SIU Director’s Report - Case # 22-OFP-201

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Mandate of the SIU

The Special Investigations Unit is a civilian law enforcement agency that investigates incidents involving an official where there has been death, serious injury, the discharge of a firearm at a person or an allegation of sexual assault. Under the Special Investigations Unit Act, 2019 (SIU Act), officials are defined as police officers, special constables of the Niagara Parks Commission and peace officers under the Legislative Assembly Act. The SIU’s jurisdiction covers more than 50 municipal, regional and provincial police services across Ontario.

Under the SIU Act, the Director of the SIU must determine based on the evidence gathered in an investigation whether there are reasonable grounds to believe that a criminal offence was committed. If such grounds exist, the Director has the authority to lay a criminal charge against the official. Alternatively, in cases where no reasonable grounds exist, the Director cannot lay charges. Where no charges are laid, a report of the investigation is prepared and released publicly, except in the case of reports dealing with allegations of sexual assault, in which case the SIU Director may consult with the affected person and exercise a discretion to not publicly release the report having regard to the affected person’s privacy interests.

Information Restrictions

Special Investigations Unit Act, 2019

Pursuant to section 34, certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • The name of, and any information identifying, a subject official, witness official, civilian witness or affected person. 
  • Information that may result in the identity of a person who reported that they were sexually assaulted being revealed in connection with the sexual assault. 
  • Information that, in the opinion of the SIU Director, could lead to a risk of serious harm to a person. 
  • Information that discloses investigative techniques or procedures.  
  • Information, the release of which is prohibited or restricted by law.  
  • Information in which a person’s privacy interest in not having the information published clearly outweighs the public interest in having the information published. 

Freedom of Information and Protection of Privacy Act

Pursuant to section 14 (i.e., law enforcement), certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • Confidential investigative techniques and procedures used by law enforcement agencies; and 
  • Information that could reasonably be expected to interfere with a law enforcement matter or an investigation undertaken with a view to a law enforcement proceeding. 
Pursuant to section 21 (i.e., personal privacy), protected personal information is not included in this report. This information may include, but is not limited to, the following: 
  • The names of persons, including civilian witnesses, and subject and witness officials; 
  • Location information; 
  • Witness statements and evidence gathered in the course of the investigation provided to the SIU in confidence; and 
  • Other identifiers which are likely to reveal personal information about individuals involved in the investigation. 

Personal Health Information Protection Act, 2004

Pursuant to this legislation, any information related to the personal health of identifiable individuals is not included.

Other proceedings, processes, and investigations

Information may also have been excluded from this report because its release could undermine the integrity of other proceedings involving the same incident, such as criminal proceedings, coroner’s inquests, other public proceedings and/or other law enforcement investigations.

Mandate Engaged

Pursuant to section 15 of the SIU Act, the SIU may investigate the conduct of officials, be they police officers, special constables of the Niagara Parks Commission or peace officers under the Legislative Assembly Act, that may have resulted in death, serious injury, sexual assault or the discharge of a firearm at a person.

A person sustains a “serious injury” for purposes of the SIU’s jurisdiction if they: sustain an injury as a result of which they are admitted to hospital; suffer a fracture to the skull, or to a limb, rib or vertebra; suffer burns to a significant proportion of their body; lose any portion of their body; or, as a result of an injury, experience a loss of vision or hearing.

In addition, a “serious injury” means any other injury sustained by a person that is likely to interfere with the person’s health or comfort and is not transient or trifling in nature.

This report relates to the SIU’s investigation into the discharge of a firearm by police at a 26-year-old man (the “Complainant”).

The Investigation

Notification of the SIU

On August 10, 2022, at 9:03 a.m., the York Regional Police (YRP) contacted the SIU with the following information.

At 5:56 a.m., the YRP were called to a residence near Bathurst Street and McClellan Way in Aurora for an intruder [now known to be the Complainant] armed with a knife. Uniformed officers contained the area and the YRP Emergency Response Unit (ERU) were called out. The Complainant came out of the house and re-entered a few times, with the knife. At 7:59 a.m., an Anti-riot Weapon ENfield (ARWEN) and Conducted Energy Weapons (CEWs) were discharged. The Complainant was transported to Southlake Regional Health Centre.

The Team

Date and time team dispatched: 08/10/2022 at 9:45 a.m.

Date and time SIU arrived on scene: 08/10/2022 at 11:10 a.m.

Number of SIU Investigators assigned: 4
 
Number of SIU Forensic Investigators assigned: 2

Affected Person (aka “Complainant”):

26-year-old male; interviewed

The Complainant was interviewed on August 16, 2022.

Civilian Witnesses (CW)

CW #1 Interviewed
CW #2 Interviewed
CW #3 Interviewed
CW #4 Interviewed

The civilian witnesses were interviewed between August 11 and 15, 2022.

Subject Official (SO)

SO Interviewed, but declined to submit notes, as is the subject official’s legal right

The subject official was interviewed on August 24, 2022.

Witness Officials (WO)

WO #1 Interviewed
WO #2 Interviewed

The witness officials were interviewed on August 15, 2022.

Evidence

The Scene

This incident occurred at a residence near Bathurst Street and McClellan Way in Aurora.

A large knife was located directly in front of the garage, followed by one ARWEN round and shell casing near the driveway, on the front lawn. Three CEW cartridges were also within the vicinity of the lawn.

Physical Evidence

The following items were collected by the SIU:

Item

Description

Type of item

001

CEW Taser X2

Police Weapon

002

CEW Taser X2

Police Weapon

003

ARWEN Cartridge

Cartridge

004

CEW Cartridge

Cartridge

005

CEW Cartridge

Cartridge

006

CEW Cartridge

Cartridge

007

ARWEN Projectile

Projectile

008

CEW Wire

Misc.

009

CEW Wire

Misc.

010

CEW Blast Doors

Misc.

011

CEW AFIDs

Misc.


The ARWEN discharged by the SO was noted to have three of five total rounds loaded in the weapon. The SO was able to account for a missing round; he explained that he had removed the single low-energy round as he prepared his weapon for possible use in the incident.



Figure 1 – The SO’s ARWEN



Figure 2 – ARWEN projectile


Figure 3 – Knife held by the Complainant

Forensic Evidence

CEW Examination - WO #2

Data from WO #2’s CEW were downloaded with the following results:
  • Event 821 – At 7:58:10 a.m., [1] the CEW was armed;
  • Event 822 – At 7:58:10 a.m., a trigger pull was detected and probes from cartridge one were discharged. There was an electrical discharge totaling 3.00 seconds;
  • Event 823 – At 7:58:13 a.m., the CEW was placed in safe mode;
  • Event 825 – At 7:58:14 a.m., a trigger pull was detected, deploying probes from cartridge two. There was an electrical discharge totaling five seconds; and
  • Event 826 – At 7:58:52 a.m., the CEW was placed in safe mode.

CEW Examination - WO #1

Data from WO #1’s CEW were downloaded with the following results:
  • Event 4505 – At 7:58:50 a.m., the CEW was armed;
  • Event 4506 – At 7:58:53 a.m., a trigger pull was detected; however, there was a poor signal to the cartridge, and it did not deploy;
  • Event 4509 – At 7:58:57 a.m., a trigger pull was detected. Cartridge one deployed with an electrical discharge for five seconds;
  • Event 4510 – At 7:59:03 a.m., a second trigger pull was detected and an electrical discharge from cartridge one was noted; and
  • Event 4511 – At 7:59:05 a.m., the CEW was placed in safe mode.

Video/Audio/Photographic Evidence [2]

911 Telephone Communications

The following is a summary of the 911 call made in connection with the incident.

CW #1 contacted YRP Communications via telephone and advised that a man was inside her residence. The man, the Complainant, had indicated that men with assault rifles were chasing him.

The Complainant attempted to retrieve a knife from inside a drawer while advising CW #1 that she needed to contact the police because she was in danger. The knives from the drawer had spilled onto the floor. CW #1 left her residence and awaited the arrival of police.
 

YRP Communications Recordings

The following is a summary of internal police communications in connection with the incident.

YRP Communications advised Officer #1 to attend a weapons call at an address near Bathurst Street and McClellan Way in Aurora. The caller had let a man, the Complainant, into her house, and the man had a knife. The caller was attempting to have the man leave the residence. The man had indicated that someone was following him with an assault rifle.

Officer #1 advised that upon his arrival, the man was in the house alone. Officer #1 remained outside the front door until additional police officers could attend. The Complainant showed signs of schizophrenia. Officer #1 advised that he could see the knife drawer but no movement within the home.

The Complainant attended the second-floor window and threw the knife out. He held the knife to his stomach once he stepped onto the roof. The Complainant grabbed the knife and returned inside the residence.

A sergeant, Officer #2, advised that the Complainant had exited the front door and run at officers. A CEW was deployed, and the Complainant was in custody.


In-car Camera System (ICCS) Video Footage

The following is a summary of the video footage captured by the ICCS of a cruiser on scene.

00:44:41 (hours into recording)
The cruiser moved into the driveway of a residence and parked directly behind another vehicle that was parked in front of a closed garage door. There were three YRP ERU members and two patrol officers standing on the front lawn, about ten metres west of the front door. One police officer had a CEW in his right hand.

00:48:56
The Complainant ran at full speed out the front door of the residence. The Complainant screamed and held a large knife in his right hand, at shoulder level. He ran directly at the YRP ERU officers. A CEW was deployed, and the Complainant immediately fell to the grass. He continued to hold the knife in his right hand and rolled on the ground. Immediately, four YRP ERU members moved in, kneeled, and attempted to take physical control of the Complainant. The Complainant continued to resist. The knife fell from the Complainant’s hand. A uniformed patrol officer kicked the knife off the grass onto the driveway in front of the garage door.

01:04:24
Paramedics assisted the Complainant to his feet after he was handcuffed behind his back. He was escorted out of camera view.

Materials Obtained from Police Service

Upon request, the SIU received the following materials from the YRP between August 12 and 18, 2022:
  • Notes – WO #1;
  • Notes – WO #2;
  • Call History Report;
  • Interview – CW #1;
  • Communications and 911 recordings;
  • ICCS video footage;
  • Annual Requalification ERU 2022 – the SO;
  • General Occurrence Report; and
  • Ontario Use of Force Report - ARWEN.

Materials Obtained from Other Sources

The SIU obtained and reviewed the following records from other sources:
  • Photographs and videos provided by CW #1;
  • Videos provided by CW #4; and
  • Video provided by another civilian witness.

Incident Narrative

The evidence collected by the SIU, including interviews with the Complainant and the SO, and video footage that largely captured the events in question, gives rise to the following scenario.

In the early morning of August 10, 2022, the Complainant broke into a residence near Bathurst Street and McClellan Way in Aurora. The Complainant had lost touch with reality that morning – he was seeing and hearing things that were not there – and was suicidal. Once in the home, the Complainant barricaded the front door, believing “agents’ were after him with assault weapons, and told the homeowner – CW #1 – to call the police. The homeowner called 911 and left the home after the Complainant had retrieved knives from the cutlery drawer. The time was about 5:55 a.m.

Uniform officers arrived at the scene within minutes of the 911 call. They contained the home and attempted to communicate with the Complainant through the front door. Among them, Officer #1 repeatedly assured the Complainant that they were there to help him and asked him to exit the home. The Complainant was largely unresponsive. The decision was made to deploy the ERU.

ERU officers began arriving at the scene at about 7:30 a.m., including the SO. Officer #2, also a member of the team and a trained negotiator, joined with Officer #1 in his efforts to communicate with the Complainant. At one point, a naked Complainant emerged from a second-floor window onto the roof of the garage. He picked up a knife and made motions as if trying to stab himself in the abdomen. The Complainant ignored directions to drop the knife and surrender, instead returning within the home through the same window after about a minute. The time was about 7:50 a.m.

It was decided that the ERU officers would form several metres from the front door, each armed with a weapon at the ready, in the event the Complainant emerged from the home. The objective was to incapacitate the Complainant with the use of an ARWEN and CEWs, and safely take him into custody. The SO would be armed with the ARWEN. WO #2 and WO #1 would each have a CEW at their disposal. And the Acting Sergeant would have his firearm at the ready.

Shortly before 8:00 a.m., the Complainant decided he would exit the home and rush at the officers with a knife in hand.

On seeing the Complainant running towards them with a knife in hand, the SO fired his ARWEN in his direction at about the same time as WO #1 and WO #2 discharged their CEWs. The Complainant fell to the ground and, within seconds, was struck again by CEW discharges. Once on the ground, the ERU officers, and Officer #1, approached the Complainant and handcuffed him behind his back.

Relevant Legislation

Section 25(1), Criminal Code -- Protection of Persons Acting Under Authority

25 (1) Every one who is required or authorized by law to do anything in the administration or enforcement of the law
(a) as a private person,
(b) as a peace officer or public officer,
(c) in aid of a peace officer or public officer, or
(d) by virtue of his office,
is, if he acts on reasonable grounds, justified in doing what he is required or authorized to do and in using as much force as is necessary for that purpose.

Section 17, Mental Health Act -- Action by Police Officer

17 Where a police officer has reasonable and probable grounds to believe that a person is acting or has acted in a disorderly manner and has reasonable cause to believe that the person,
(a) has threatened or attempted or is threatening or attempting to cause bodily harm to himself or herself;
(b) has behaved or is behaving violently towards another person or has caused or is causing another person to fear bodily harm from him or her; or
(c) has shown or is showing a lack of competence to care for himself or herself,
and in addition the police officer is of the opinion that the person is apparently suffering from mental disorder of a nature or quality that likely will result in,
(d) serious bodily harm to the person;
(e) serious bodily harm to another person; or
(f) serious physical impairment of the person,
and that it would be dangerous to proceed under section 16, the police officer may take the person in custody to an appropriate place for examination by a physician.

Analysis and Director's Decision

On August 10, 2022, the Complainant was struck by an ARWEN round fired by a YRP officer in the course of his arrest. The officer who fired the weapon – the SO – was identified as the subject official in the ensuing SIU investigation. The investigation is now concluded. On my assessment of the evidence, there are no reasonable grounds to believe that the SO committed a criminal offence in connection with the Complainant’s arrest and the use of the ARWEN.

Pursuant to section 25(1) of the Criminal Code, police officers are immune from criminal liability for force used in the course of their duties provided such force was reasonably necessary in the execution of an act that they were required or authorized to do by law.

I am satisfied that the SO and his colleagues were acting within their rights when they sought to take the Complainant into custody. The Complainant had given them every indication that he was a threat to himself and others because of mental disorder, rendering him subject to apprehension under section 17 of the Mental Health Act.

I am further satisfied that the officers used no more force than was reasonably necessary to effect their purpose. The ERU, and the uniformed officers before them, had done what they could to resolve the situation peacefully through communications. Regrettably, the Complainant, being of unsound mind at the time, was seemingly intent on provoking a confrontation with the officers. When he ran at them with a knife in hand, closing to within metres of their location, the Complainant constituted a clear and present danger of grievous bodily harm or death to the ERU officers. In the circumstances, the SO, and WO #2 and WO #1, were entitled to deter his continuing advance via the use of their less-lethal weapons from a distance. And that is precisely what occurred, with no serious injury inflicted on the Complainant in the process. Once temporarily immobilized, the officers moved in to arrest the Complainant without further incident.

In the result, as there are no reasonable grounds to believe that the SO, or any of the ERU officers who engaged with the Complainant, comported themselves other than lawfully, there is no basis for proceeding with criminal charges in this case. The file is closed.



Date: December 8, 2022

Electronically approved by

Joseph Martino
Director
Special Investigations Unit

Endnotes

  • 1) The times are derived from the internal clocks of the weapons, and are not necessarily synchronous between weapons and with actual time. [Back to text]
  • 2) The following records contain sensitive personal information and are not being released pursuant to section 34(2) of the Special Investigations Unit Act, 2019. The material portions of the records are summarized below. [Back to text]

Note:

The signed English original report is authoritative, and any discrepancy between that report and the French and English online versions should be resolved in favour of the original English report.