SIU Director’s Report - Case # 23-PCI-430

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Mandate of the SIU

The Special Investigations Unit is a civilian law enforcement agency that investigates incidents involving an official where there has been death, serious injury, the discharge of a firearm at a person or an allegation of sexual assault. Under the Special Investigations Unit Act, 2019 (SIU Act), officials are defined as police officers, special constables of the Niagara Parks Commission and peace officers under the Legislative Assembly Act. The SIU’s jurisdiction covers more than 50 municipal, regional and provincial police services across Ontario.

Under the SIU Act, the Director of the SIU must determine based on the evidence gathered in an investigation whether there are reasonable grounds to believe that a criminal offence was committed. If such grounds exist, the Director has the authority to lay a criminal charge against the official. Alternatively, in cases where no reasonable grounds exist, the Director cannot lay charges. Where no charges are laid, a report of the investigation is prepared and released publicly, except in the case of reports dealing with allegations of sexual assault, in which case the SIU Director may consult with the affected person and exercise a discretion to not publicly release the report having regard to the affected person’s privacy interests.

Information Restrictions

Special Investigations Unit Act, 2019

Pursuant to section 34, certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • The name of, and any information identifying, a subject official, witness official, civilian witness or affected person. 
  • Information that may result in the identity of a person who reported that they were sexually assaulted being revealed in connection with the sexual assault. 
  • Information that, in the opinion of the SIU Director, could lead to a risk of serious harm to a person. 
  • Information that discloses investigative techniques or procedures.  
  • Information, the release of which is prohibited or restricted by law.  
  • Information in which a person’s privacy interest in not having the information published clearly outweighs the public interest in having the information published. 

Freedom of Information and Protection of Privacy Act

Pursuant to section 14 (i.e., law enforcement), certain information may not be included in this report. This information may include, but is not limited to, the following: 
  • Confidential investigative techniques and procedures used by law enforcement agencies; and 
  • Information that could reasonably be expected to interfere with a law enforcement matter or an investigation undertaken with a view to a law enforcement proceeding. 
Pursuant to section 21 (i.e., personal privacy), protected personal information is not included in this report. This information may include, but is not limited to, the following: 
  • The names of persons, including civilian witnesses, and subject and witness officials; 
  • Location information; 
  • Witness statements and evidence gathered in the course of the investigation provided to the SIU in confidence; and 
  • Other identifiers which are likely to reveal personal information about individuals involved in the investigation. 

Personal Health Information Protection Act, 2004

Pursuant to this legislation, any information related to the personal health of identifiable individuals is not included.

Other proceedings, processes, and investigations

Information may also have been excluded from this report because its release could undermine the integrity of other proceedings involving the same incident, such as criminal proceedings, coroner’s inquests, other public proceedings and/or other law enforcement investigations.

Mandate Engaged

Pursuant to section 15 of the SIU Act, the SIU may investigate the conduct of officials, be they police officers, special constables of the Niagara Parks Commission or peace officers under the Legislative Assembly Act, that may have resulted in death, serious injury, sexual assault or the discharge of a firearm at a person.

A person sustains a “serious injury” for purposes of the SIU’s jurisdiction if they: sustain an injury as a result of which they are admitted to hospital; suffer a fracture to the skull, or to a limb, rib or vertebra; suffer burns to a significant proportion of their body; lose any portion of their body; or, as a result of an injury, experience a loss of vision or hearing.

In addition, a “serious injury” means any other injury sustained by a person that is likely to interfere with the person’s health or comfort and is not transient or trifling in nature.

This report relates to the SIU’s investigation into the serious injury of a 36-year-old man (the “Complainant”).

The Investigation

Notification of the SIU [1]

On October 22, 2023, at 5:31 p.m., the Ontario Provincial Police (OPP) notified the SIU of an injury to the Complainant.

According to the OPP, on October 21, 2023, the Complainant was arrested on outstanding warrants during a ‘domestic call’ in Orillia. He was subsequently transferred to Nottawasaga OPP from Orillia OPP Detachment. At 3:00 p.m., the Complainant complained that he needed medication for a previous head injury. He was transported to the Stevenson Memorial Hospital (SMH) in Alliston. En route, the Complainant moved his handcuffs to the front of his body and police officers stopped the police vehicle to return the handcuffs to the back. He claimed a police officer closed the door on his head, and he refused to be moved unless by ambulance. The Complainant was then transported to hospital via ambulance and diagnosed with a possible concussion.
 

The Team

Date and time team dispatched: 2023/10/24 at 7:00 a.m.

Date and time SIU arrived on scene: 2023/10/24 at 8:24 a.m.

Number of SIU Investigators assigned: 3
Number of SIU Forensic Investigators assigned: 0
 

Affected Person (aka “Complainant”):

36-year-old male; interviewed; medical records obtained and reviewed

The Complainant was interviewed on October 26, 2023.


Civilian Witness (CW)

CW Interviewed

The civilian witnesses were interviewed on October 30, 2023.

Subject Official (SO)

SO Interviewed; notes received and reviewed

The subject official was interviewed on January 4, 2024.


Witness Officials (WO)

WO #1 Interviewed; notes received and reviewed
WO #2 Interviewed; notes received and reviewed
WO #3 Interviewed; notes received and reviewed

The witness officials were interviewed on November 16, 2023.


Evidence

The Scene

The events in question transpired in and around the back seat of a fully marked OPP police vehicle, a Dodge Charger, as it was stopped in the garage of the OPP Nottawasaga Detachment.

Video/Audio/Photographic Evidence [2]


In-car Camera System (ICCS) Footage

Starting at about 9:42 p.m. on the recording, [3] October 21, 2023, the Complainant was captured lying on his right side on the back seat of a stopped police vehicle. The Complainant was wearing a dark grey prison jumpsuit. His hands were cuffed behind his back and under his buttocks. Two officers [now known to be WO #2 and the SO] stood outside the open rear driver side door and appeared to be speaking with the Complainant. Their dialogue was indecipherable.

The officers closed the door and proceeded to the back of the vehicle. The Complainant sat up and maneuvered his handcuffed hands from behind his back to the front of his body. The two officers rushed back to stop the Complainant. While WO #2 spoke with the Complainant, the SO went around to the rear passenger side door. He opened the door and requested that the Complainant put his hands behind his back. He grabbed the Complainant and pulled him to the middle of the seat before making him lie on his back.

The Complainant complained that he could not fit in the back seat by lying down as the officers wanted. He also stated he could not return his hands behind his back. The SO moved the Complainant’s hands behind his back and informed him the incident was being recorded. The Complainant asked if he would be charged for moving his hands to his front, to which the SO said he might be charged if he continued resisting their commands. The officers turned the Complainant on his right side and made him lie down on the back seat. They pulled the Complainant's hands up behind his back. The Complainant complained he could not have his hands behind his back. He moved his hands to his bottom and put himself in a fetal position. His legs were oriented to the driver side door, and his head was positioned on the edge of the passenger side door.

The SO held the Complainant’s shoulder to prop him back into the vehicle and closed the door, which struck the top of the Complainant’s head. The Complainant said, "Now I need to go to the hospital. Now I need to go to the hospital.” The Complainant provided medical information about prior injuries and conditions impacting his brain, neck, and spinal cord, which he stated were aggravated by “slamming the door into my head”. The Complainant asked to speak with a supervisor and a lawyer. The SO said he “only closed the door”, to which the Complainant replied, "Yea, with my head out. I am glad this is recording. Thank you so much."

Starting at about 9:45 p.m., the Complainant provided details about prior treatment for a brain condition and stated the SO had just slammed his head with the door. The Complainant moved his hands to the front of his body again and said he needed to hold his head because it was really hurting him. He placed his hands around his head and lay on his right side. He demanded to see the SO's supervisor.

Starting at about 9:46 p.m., the police vehicle continued in motion. The SO informed the Complainant that since he was in the back of the police vehicle, he had to put the Complainant's hands behind his back for his protection and that of the officers.

The Complainant asked for the SO’s name, and the SO told him. The Complainant stated he would need a complaint form from a supervisor.

Starting at about 9:47 p.m., the Complainant stated he needed a neck brace for his medical condition. He asked the officers to stop the vehicle and get him an ambulance as he felt sick.

Starting at about 9:48 p.m., the SO stopped the vehicle, and requested an ambulance. The SO informed the Complainant the ambulance might take a while to arrive. The Complainant said he was fine, and they should remain in their position and wait for the ambulance to arrive.

At 9:50 p.m., the ICCS audio was muted. The Complainant continued speaking, but what he said could not be heard.

Starting at about 9:51 p.m., the Complainant moved his handcuffed hands behind his back again.

Starting at about 9:54 p.m., the Complainant moved the hands to his front. He lay on his right side and covered his face with his palms.

Starting at about 10:09 p.m., one of the officers opened the rear driver side door, and a paramedic appeared in view. The Complainant began speaking, but the audio was still muted. Soon after, the Complainant exited the vehicle unassisted.
 

Police Communications Recordings

On October 21, 2023, at 5:45 p.m., the SO and WO #2 radioed the dispatcher they were en route to hospital with someone [now known to be the Complainant] on board. The Complainant asked to have EMS transport him, and not the SO and WO #2. The SO was going to update WO #1.

An officer told the dispatcher he was parked at the Drury Funeral Home across the street from the Husky Gas Station on Victoria Street. The SO asked for an arrival time. He described the Complainant as 37 [4] years of age, and noted he was complaining of neck pain and provided information about his medical history.

The Complainant was subsequently noted as being in an ambulance.

Materials Obtained from Police Service

Upon request, the SIU received the following materials from the OPP between November 1, 2023, and November 30, 2023:

  • ICCS recordings;
  • Communications recordings;
  • Occurrence Reports;
  • Notes – WO #3;
  • Notes – WO #2; and
  • Notes – WO #1.

Materials Obtained from Other Sources

The SIU obtained the following records from other sources on November 1, 2023.

  • The Complainant’s medical records from SMH and Orillia Soldiers’ Memorial Hospital.

Incident Narrative

The material events in question, clear on the evidence collected by the SIU, may briefly be summarized.

In the evening of October 21, 2023, the Complainant found himself in the back seat of a police cruiser parked in the garage of the OPP Nottawasaga Detachment. He had been arrested earlier in the day, following a domestic disturbance involving his partner, and lodged in a cell. The Complainant had asked to be taken to hospital for medication and was in the cruiser waiting to be transported.

The SO and his partner, WO #2, were to transport the Complainant. The latter had removed the Complainant from his cell and handcuffed his hands. Once in the cruiser, the officers noticed that the Complainant had managed to maneuver the handcuffs to the front of his body. The officers asked that he reposition them behind the back and then assisted in manipulating his body to facilitate him doing so. At one point, with the Complainant lying on his right side in the back seat compartment of the cruiser, his head towards the open rear passenger side door, the SO shut the door. The Complainant’s head was struck in the process.

The Complainant promptly indicated that he needed to go to the hospital. He noted that he had a prior brain condition and that the SO had hurt him by “slamming” his head with the door.

The officers entered the cruiser and the SO drove out of the garage en route to the hospital. Shortly thereafter, at the Complainant’s request, the SO pulled over and arranged for the attendance of an ambulance.

Paramedics arrived, loaded the Complainant into the ambulance, and took him to hospital. The Complainant was discharged but attended hospital again, at which time he was diagnosed with a concussion.

Relevant Legislation

Section 25(1), Criminal Code -- Protection of persons acting under authority

25 (1) Every one who is required or authorized by law to do anything in the administration or enforcement of the law
(a) as a private person,
(b) as a peace officer or public officer,
(c) in aid of a peace officer or public officer, or
(d) by virtue of his office,
is, if he acts on reasonable grounds, justified in doing what he is required or authorized to do and in using as much force as is necessary for that purpose.

Sections 219 and 221, Criminal Code -- Criminal negligence causing bodily harm

219 (1) Every one is criminally negligent who
(a) in doing anything, or
(b) in omitting to do anything that it is his duty to do,
shows wanton or reckless disregard for the lives or safety of other persons.

(2) For the purposes of this section, duty means a duty imposed by law.

221 Every person who by criminal negligence causes bodily harm to another person is guilty of                     
(a) an indictable offence and liable to imprisonment for a term of not more than 10 years; or                      (b) an offence punishable on summary conviction.

Analysis and Director's Decision

The Complainant was seriously injured on October 21, 2023, while in the custody of the OPP. The SIU was notified of the incident and initiated an investigation naming the SO the subject official. The investigation is now concluded. On my assessment of the evidence, there are no reasonable grounds to believe that the SO committed a criminal offence in connection with the Complainant’s injury.

Pursuant to section 25(1) of the Criminal Code, police officers are immune from criminal liability for force used in the course of their duties provided such force was reasonably necessary in the execution of an act that they were required or authorized to do by law.

There is a suggestion in the evidence that the SO intentionally slammed the door against the Complainant. Frustrated that the Complainant was not cooperating with the officers’ directions, the claim is that the SO acted with malice in striking the Complainant with the door. It might well be that the officer was frustrated with the Complainant, and that he even slammed the door out of frustration, but I am unable to reasonably conclude based on the evidence that the SO meant to strike the Complainant’s head. The officer denies that he intended to hit the Complainant. And the Complainant’s head was not so clearly outside of the door’s threshold as to belie the officer’s evidence. Rather, the video footage shows that the Complainant’s head was right at the cusp of the opening when the door closed. On this record, as there is no reason to believe that the incriminating evidence on this point is any likelier to be closer to the truth than that proffered by the SO, it would be unsafe and unwise to rest charges on it.

That said, if the SO did not intentionally apply force to the Complainant, was he nevertheless criminally negligent when he shut the rear passenger door? The evidence also falls short of reasonably establishing this ground of liability.

The offence of criminal negligence causing bodily harm, contrary to section 221 of the Criminal Code, is reserved for serious cases of neglect that demonstrate a wanton or reckless disregard for the lives or safety of other persons. It is predicated, in part, on conduct that amounts to a marked and substantial departure from the level of care that a reasonable person would have exercised in the circumstances. In the instant case, the SO ought to have been more careful. The Complainant’s head was close enough to the door opening that he ought to have taken steps to ensure it was safe before shutting the door. In any event, because the Complainant’s head was not so clearly at risk of being struck, I am not reasonably satisfied that the SO’s misjudgment amounted to marked and substantial departure from a reasonable standard of care in the circumstances.

For the foregoing reasons, there is no basis for proceeding with criminal charges in this case. The file is closed.


Date: February 15, 2024

Electronically approved by

Joseph Martino
Director
Special Investigations Unit

Endnotes

  • 1) Unless otherwise specified, the information in this section reflects the information received by the SIU at the time of notification and does not necessarily reflect the SIU’s finding of facts following its investigation. [Back to text]
  • 2) The following records contain sensitive personal information and are not being released pursuant to section 34(2) of the Special Investigations Unit Act, 2019. The material portions of the records are summarized below. [Back to text]
  • 3) The time-stamps on the recordings were inaccurate. [Back to text]
  • 4) The age provided by the officer was inconsistent with the Complainant’s age at the time. [Back to text]

Note:

The signed English original report is authoritative, and any discrepancy between that report and the French and English online versions should be resolved in favour of the original English report.